Analyst, Capital Markets

Analyst, Capital Markets

CAREER OPPORTUNITY-FIXED TERM CONTRACT

ANALYST, CAPITAL MARKETS

The Financial Services Commission (FSC) is an integrated financial services supervisor/regulator. Our mission is to regulate and supervise the securities, insurance, trust and corporate service providers and private pensions industries, for the protection of their customers, thereby enhancing public confidence in the financial sector of Jamaica.

WHY JOIN THE FSC?

The FSC is undergoing a transformative evolution to strengthen and modernize financial regulation. This is a unique opportunity to contribute to meaningful institutional development, work alongside dedicated professionals, and help build a lasting legacy of integrity and public service. The role offers the chance to lead with impact while supporting national objectives for financial stability and sustainable economic growth.

MAJOR ACCOUNTABILITIES:

• Participate as a resource professional/expert in interactive departmental/ divisional meetings to explore various issues as they arise.
• Assist in enforcing the requirements established under The Securities Act.
• Review documents to determine the extent to which regulated entities adhere to the Corporate Governance Structures and Regulatory standards required.  
• Assist in developing regulatory reports in respect of each licensee to convey licensees’ financial and operating conditions and to recommend and/or propose where required, appropriate regulatory actions.
• Assist in reviews to ensure regulated entities adhere to operating requirements in relation to: Market Conduct, Take-overs and Mergers, Corporate Governance Structures, Stock Exchange Rules and Central Securities Depository Regulations.
•  Assist in the planning, coordination and execution of onsite-examination of stockbrokers, securities dealers and the Jamaica Stock Exchange and its subsidiaries.
• Assist in the development of prudential standards for the securities industry in keeping with changes in government policies, industry practices, and international best standards.
• Obtain and analyse statements and other documents relating to issuers of securities and the stock exchange in keeping with the filing requirements to identify potential regulatory and statutory compliance issues and advise the Senior Analyst, Capital Markets.
• Perform accurate and in-depth risk assessments of regulated entities and prepare written reports to guide the development of appropriate supervisory plans.

• Review Takeover Bid and Directors’ Circulars, Prospectuses and Exempt Distribution documents submitted by registrants in accordance with the regulations and guidelines.

QUALIFICATIONS AND EXPERIENCE:

• First degree in Actuarial Science, Economics, Finance or equivalent qualification. Post graduate degree in these or related areas would also be an asset.
• Professional certification(s) such as FRM, CFA, FMVA, PRM designation, CAIA, or equivalent qualification would be an asset.
• The job requires at least 3 years’ relevant work experience in comparable position and business/work environment such as a local, regional or international financial sector regulator, or within a regulated deposit taking or non-deposit taking regulated financial institution.