Compliance Officer

We invite applications from suitably qualified persons for the position of Compliance Officer – Investment Oversight Unit

      MAJOR DUTIES & RESPONSIBILITIES:

·    Assessment and reporting to management on the daily compliance of investment transactions with company policies, applicable laws, guidelines and regulations.

·       Ensure compliance of investment transactions with internal policies, guidelines and regulations.

·       Assist in monitoring and reporting on market indices changes and corporate actions, trading activity and fund holdings.

·    Assist in ensuring that External Investment Managers adhere to relevant Investment Management and Service Level Agreements

·        Assist in the coordination for internal/external audits

·     Maintain current knowledge of applicable laws, regulations and guidelines relating to investments, as well as pending legislative changes.

QUALIFICATIONS, EXPERIENCE & SKILLS:

·      A first degree in Business Administration, Accounting, Economics, Statistics or a related discipline from a recognized tertiary institution.

·       At least two years’ working experience in a similar position.

·       Working knowledge of life insurance principles and practices.

·       Familiarity with FSC’s (Insurance, Securities & Pensions) regulatory requirements.

·       Familiar with Financial risk estimation and management.

·       Knowledge of the Company’s operations, products and services.

·       Knowledge of project management principles, practices and techniques.

·       Sound knowledge of marketing principles, practices and research.

·       Sound knowledge of the government’s economic, monetary and financial policies and programmes and the regional and international economic and financial markets and the general socio-political environment.

Applications should be submitted to:

Senior Manager – HR & Records Management

Guardian Life Limited

12 Trafalgar Road, Kingston 5

Deadline for submission of application – Friday, December 5, 2025

All applications are appreciated; however it may only be possible to contact shortlisted applicants

·       Assessment and reporting to management on the daily compliance of investment transactions with company policies, applicable laws, guidelines and regulations.

·       Ensure compliance of investment transactions with internal policies, guidelines and regulations.

·       Assist in monitoring and reporting on market indices changes and corporate actions, trading activity and fund holdings.

·       Assist in ensuring that External Investment Managers adhere to relevant Investment Management and Service Level Agreements

·       Assist in the coordination for internal/external audits

·       Maintain current knowledge of applicable laws, regulations and guidelines relating to investments, as well as pending legislative changes