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Job Summary:
The Regulatory Compliance (Private Equity Team), Officers are responsible for performing tasks in accordance with provided operating procedures including, but not limited to:
Build a foundational knowledge of the SEC independence rules, specific to affiliate determination and permissibility of non-audit services and other relationships.
Actively participate in internal PE-COE calls and/or other meetings held by the PE-COE.
Monitor acquisitions/divestitures of your allocated Private Equity Accounts.
Support to the Client PE-COE team member by providing an initial analysis of services that KPMG provides to the newly identified entities and communicate with engagement partners and requestors to obtain engagement status, engagement contracts etc.
Perform research to verify media announcements and identify M&A activity that may impact our PE-COE accounts.
Education/Experience
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