Regulatory Compliance Executive Deriv.com - George Town Cayman

Regulatory Compliance Executive: Cayman

Regulatory Compliance Executive: Cayman

Job Description

Job Description

As a Regulatory Compliance Executive at Deriv, you’ll be part of a team responsible for adherence to diverse regulatory authorities.   You’ll join a dedicated regulatory team in the Group’s compliance department. You will play a key role in ensuring we comply with various global regulatory bodies, with a particular focus on investment services regulation surrounding CFDs.

You will work in a dynamic environment with growing regulatory challenges and product and process innovations, you will be an essential part of business units, identifying regulatory changes in time and initiating necessary measures to accommodate them. (note: While this role operates within the compliance department, your responsibilities do not encompass anti-money laundering (AML) related tasks.)

Your responsibilities

• Stay up-to-date with global regulatory requirements, understand them across jurisdictions in relation to the conduct of our business, and prepare assessment reports on changes in the legal and regulatory environment.

• Review existing policies and procedures and align them with regulatory requirements and the company's priorities.

• Assess the adequacy and robustness of our systems, controls, and ongoing practices.

• Help prepare and submit regulatory returns mainly related to CRS, FATCA, MiFIR, and EMIR; and collect the relevant information for internal and external regulatory audits.

• Conduct compliance monitoring activities to enhance our compliance monitoring programme and draft reports with monitoring results, findings, and actions.

• Engage in the preparation of licence applications.

• Maintain the database of regulatory publications and provide summary information to the relevant team.

• Ensure adherence to regulatory requirements and ensure documentation integrity.

• Carry out general administrative duties and handle any additional tasks and responsibilities related to the role as needed.

What you have

• 1+ years of experience in regulatory compliance, audit, or risk function

• Undergraduate degree in legal, compliance, or related fields

• Knowledge of investment services regulations

• Strong interpersonal skills and the capability to work with all levels of personnel with a high degree of integrity and maturity

• Ability to manage multiple projects with tight deadlines

• Excellent spoken and written English communication skills

What’s good to have

• Work experience in a fintech organisation

• Experience in European regulatory compliance projects

 Benefits

• Competitive salary

• Annual performance bonus

• Health benefits

• Casual dress code

• Travel and internet allowances

• A chance to work with top talent from across the globe (70+ nationalities)

• Ample team-building and bonding activities