Are you a strong leader with excellent communication and organizational skills, an extraordinary team-oriented person, who is tech-savvy with a great eye for details? If yes, this job is for you! Read on!
***Only applications submitted via the link for the respective roles will be considered.***
Job Summary:
The KJESS Regulatory Compliance Officer is responsible for applying an introductory understanding of the applicable independence rules and regulations in executing procedures that contribute to providing basic guidance to field professionals on the application of firm policy and regulatory rules, and in providing entry-level guidance directly to field professionals on the application of such policy and rules in an area that requires limited judgment.
The Officer will report to Regulatory Compliance Assistant Manager and apply knowledge while performing duties according with standard operating procedures and firm policies to complete entry-level processes.
Education/Experience
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Regulatory Compliance Officer (APPLY HERE)
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