Compliance Officer

LARGE INSURANCE BROKER REQUIRES THE SERVICES OF A COMPLIANCE OFFICER

LARGE INSURANCE BROKER REQUIRES THE SERVICES OF A

COMPLIANCE OFFICER

THE JOB

The Compliance Officer (CO) ensures that the company complies with its external regulatory and legal requirements as well as internal policies and bylaws.

The CO has a duty to the organization to work with management and staff to identify and manage regulatory risks.

The Compliance Officer is responsible for ensuring that all corporate processes and procedures comply with the law, internal standards, procedures and protocols.

The Compliance Officer actively monitors and drives compliance management, thereby assisting the organization to mitigate the risk of violating applicable laws and regulations, thus exposing the group to potential reputational damages and fines.

The Compliance Officer ensures that the company stays abreast of regulatory standards and fulfills the role of an in-house expert, keeping an eye on all related developments while ensuring that compliance processes are fully implemented.

QUALIFICATION

Required Qualification, Experience and Key Competencies:

1. Bachelor’s Degree in Finance, Risk Management, management Studies or a related business discipline .
2. Two (2) years’ experience in risk and compliance management or a related discipline.
3. An understanding of relevant statutory laws and regulations including the Proceeds of Crime Act (POCA) and the Terrorism Prevention Act (TPA) would be an asset.
4. Ability to develop policy and procedural documentation
5. Excellent oral and written communication skills

COMPENSATION & BENEFITS

Your compensation will include:

• A competitive salary
• Excellent medical benefits
• Pension and Life Insurance benefits
• Other staff incentives including scholarship and lunch allowance