The Compliance Officer guarantees that business practices and operations follow all legal/governing and internal guidelines.
JOB SUMMARY
The Risk & Compliance Officer guarantees that business practices and operations follow all legal/governing and internal guidelines. Duties include evaluating all current and new compliance guidelines, reviewing company procedures, the management of the company’s Risk and Compliance Programs, and the detection and management of non-compliance and policy violations.
EDUCATION
Accounting, Law, or related field.
EXPERIENCE
Five (5) to seven (7) years experience in a similar capacity.
TECHNICAL COMPETENCIES
RESPONSIBILITIES AND SKILLS
KEY FUNCTIONS
The responsibilities of the Risk & Compliance Officer include, but are not limited to, the following:
Compliance
Risk Management